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CS Divesh GoyalOffline

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    Sebi Regulations- Compliance Calendar to Listed Entity

    Compliance Calendar to Listed Entity:   Download Complete Article in PDF from below link:

    In forum SEBI

    9 years ago
    Sebi- Duties and Obligations of the Recognised Stock Exchanges

    DUTY TO DISSEMINATION ON WEBSITE: (Regulation 92) INFO TO BE PUBLISHED: Recognized Stock Exchange upon receipt of the following below mentions from Listed Entity shall immediately disseminate the same...

    In forum SEBI

    9 years ago
    Record Date or Date of Closure of Transfer Book

    The listed entity shall intimate the record date to all the stock exchange(s) where it is listed for the following purposes: Declaration of Dividend; Issue of Right or Bonus Shares; Issue of Share...

    In forum SEBI

    9 years ago
    Sebi Listing Regulations on Financial Statement

    Sebi Listing Regulations on Financial Statement: CONDITIONS FOR PREPARATION OF FINANCIAL RESULT OF LISTED ENTITY: o Accounting Policy: The financial results shall be prepared on the basis of Accrual A...

    In forum SEBI

    9 years ago
    Sebi Listing Regulations- Website and Newspapers Disclosures

    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations)Regulation: WEBSITE The listed entity shall maintain a functional website containing the basic information...

    In forum SEBI

    9 years ago
    Listing Regulations on Holding of Specified Securities and Shareholding Pattern

    Sebi Listing Regulations on "Holding of Specified Securities and Shareholding Pattern" The listed entity shall submit to the stock exchange(s) a statement showing holding of securities and shareholdin...

    In forum SEBI

    9 years ago
    Sebi- In principle approval of Recognised Stock Exchange

    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) The listed entity, before issuing securities, shall obtain an 'in-principle' approval from the Recognised...

    In forum SEBI

    9 years ago
    Obligations to Listed Entity that has its Specified Securities listed

    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) Now, Securities and Exchange Board of India took direct regulatory role over the listed entities in India...

    In forum SEBI

    9 years ago
    Non-Convertible Debt Securities & Non-Convertible Redeemable Preference Shares

    Obligations of Listed Entity which has Listed its Non-Convertible Debt Securities & Non-Convertible Redeemable Preference Shares: Securities and Exchange Board of India (‘SEBI’) in terms of power ...

    In forum SEBI

    9 years ago
    SEBI- Listing Regulation- 2015- Common Obligation of Listed Entities

    SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) Presently, a private agreement between Stock Exchange and listed company govern all listing obligation an...

    In forum SEBI

    9 years ago

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