Role- Executive – (Onsite)Inspection
Location- Delhi, Kolkata, Chennai, Ahmedabad
Qualification Profile- CFA / CA / CS / CMA /MBA/ Inter CA / Inter CS / Inter CMA
Experience- Candidate with relevant experience with reputed Commodity / Stock Broker(s) and / or Stock / Commodity Exchange(s) is preferred
Job Responsibilities:
- Prepare and send Letter of Intimation to members for Regular inspection / Special Purpose Inspection.
- Schedule inspections in co-ordination with members.
- Send inspection data requirement and PIQ to members.
- Follow up with members regarding availability of the inspection data.
- Coordinate and Collate inspection related data from different departments of the Exchange.
- Analyse data received from various departments of the Exchange and from Members .
- Visit members’ locations as per schedule of inspection and ensure timely completion of inspections.
- Conduct inspections as per checklist and scope decided for the inspections.
- Collect relevant documents during the Inspections.
- Prepare Field observation sheet and obtain members reply .
- Prepare and send draft reports for verification to next level.
- Resolving queries on inspection report raised by post inspection team.
- Visit the member location for Special Purpose Inspection which may be mandated by SEBI/ Other departments of Exchange.
- Preparation of detailed Inspection MIS in timely manner.
- Prepare data / details as may be required by SEBI/ any other authority.
- Resolving member queries on circulars/Inspection.
- Giving inputs on development and improvement of Inspection software.
To apply for this job please visit www.mcxindia.com.
